9 Compliance Support jobs in Nigeria

Key Responsibilities:
Identify, assess, and mitigate financial risks br>Develop and implement risk assessment frameworks
Analyze loan applications and assess creditworthiness
Implement loan recovery strategies and negotiate repayment plans
Monitor and track delinquent accounts
Collaborate with credit, legal, and compliance teams

Requirements:
Bachelor’s degree in Finance, Economics, Accounting, or related field < r>3-5 years of experience in risk management, credit control, or loan recovery
Strong understanding of financial risk assessment and debt recovery processes
Familiarity with regulatory requirements
Professional certifications (CRM, CFA, ACCA, ICAN) are an added advantage

• Draft, review, and negotiate various legal documents, contracts, and agreements.
• aintain up-to-date knowledge of relevant laws, regulations, and industry trends.
• C llaborate effectively with the HR, colleagues, and support staff.

Bosak Microfinance Bank Limited was incorporated in December 2009 with the business objective of providing financial service to micro clients who were excluded from the mainstream financial system. It commenced operations in June 2010 upon obtaining a Unit Microfinance Banking License from the Central Bank of Nigeria. It later obtained a State Microfinance Banking License in 2016.

Bosak Microfinance Bank Limited’s financial inclusion effort focuses on promoting savings culture, access…

Our client is a principal investment firm and they are currently in need of an organized, diligent, experienced and dedicated LEGAL & COMPLIANCE LEAD. LOCATION: Lagos Job Summary: The ideal candidate will have a strong background in corporate law, contract negotiation and regulatory compliance and will act as the internal legal advisor for the firm. You will play a crucial role in mitigating legal risks, ensuring compliance with regulations and providing strategic legal guidance to various departments and business units within our organization. You will also be responsible for implementing and managing all aspects of data privacy, anti-money laundering and compliance. RESPONSIBILITIES: Lead the process for obtaining necessary financial licenses and registrations for current and future products, serving as the primary liaison with regulatory bodies.Work closely with business teams to ensure financial products and services comply with appropriate regulations.Draft, negotiate and review all internal and external contracts, agreements and corporate governance documents, ensuring legal protections align with business objectives.Provide legal advice and guidance on corporate governance and regulatory Advise on all internal legal matters including contract, employment, financial and other legal matters.Advise on all Real Estate legal matters relating to the firm, conduct title verification, registration of land titles, drafting and revising of all conveyancing instruments and handling all contract negotiations.Lead legal responses in cases of regulatory inquiries, legal negotiations, compliance audits, data breaches, or legal proceedings (and managing relationships with external counsel as applicable).Maintain the organisation’s legal records, documents and databases in an accurate and well organized manner.Conduct legal research and analysis on relevant laws, regulations and precedents to support business activitiesCollaborate with internal stakeholders, including executives, managers and other departments, to address legal issues and ensure compliance with laws and regulations.Identify wider legal risks and issues and develop strategies to mitigate and resolve them.Assist with corporate transactions, including mergers and acquisitions, joint ventures and strategic partnershipsMonitor changes in laws and regulations that may impact the company's operations and advise on potential implications.Develop and deliver legal training and education programs for employees on relevant legal topics.Lead the development, implementation and maintenance of the firm’s compliance program, ensuring compliance with all relevant regulations applicable. Draft, review, maintain and ensure the implementation of all compliance and risk related policies and procedures, including but not limited to training programs, privacy management, complaints management and record-keeping requirements.Prepare and submit regulatory filings and reports to relevant authorities as necessary.Understand and interpret relevant laws, regulations and internal policies.Identify and mitigate legal, regulatory and operational risks associated with our business, ensuring the company maintains a strong compliance posture.Establish and oversee anti-money laundering (AML) and know-your-customer (KYC) frameworks, ensuring compliance with regulatory guidelines and industry best practices.Conduct regular compliance audits and risk assessments and analyses to identify potential risks across all business functions.Investigate, maintain records of and resolve compliance issues and incidents.Develop, test and maintain incident and crisis management plans to effectively respond to and manage potential risk events.Develop and deliver compliance and risk training and education programs for employees on relevant topics.Provide expert advice to the leadership team on compliance and risk matters.Serve as the liaison with regulatory bodies, external auditors, bank partners and government officials. Keep management informed about regulatory changes.REQUIREMENTS Bachelor's degree in Law; JD or LLB preferred. Minimum of five years of experience in a legal position 1 - 2 years Financial Services industry experience a plus.Licensed solicitor with valid Nigeria Bar Association membership.Strong understanding of corporate law, contract law, and regulatory compliance.Excellent legal research and analytical skills, Contract negotiation and problem solving abilities.Excellent analytical skills and the ability to provide sound legal advice.Proficiency in macOS Keynote, Numbers, and Pages - a plus.Diligent and meticulous, with excellent attention to detail.Experience working with regulators, obtaining financial licenses, and advising on compliance matters.Corporate governance experience, Familiarity with financial services laws and regulations.Able to synthesize and communicate complex legal concepts to non-legal stakeholders clearly and concisely.

Our client is a manufacturer and distributor of high-integrity machine tools and other engineering products and spares designed to serve the project, operation, and maintenance needs of a range of industries. Due to Expansion, they are currently in need of a Group Head - Audit, Legal and Compliance.

Job Location: Ikoyi, Lagos

Job Responsibilities:

•Manage all corporate litigations and legal risks across the group. •Draft review and negotiate commercial agreements and all legal documents. •Review the work of colleagues when necessary to identify compliance issues and provide advice or training. •Develop and oversee control systems to prevent or deal with violations of legal guidelines and internal policies. •Evaluate the efficiency of controls and improve them continuously. •Manage the performance of internal audits and external audits of suppliers •Revise procedures, reports etc. periodically to identify hidden risks or non-conformity issues. •Draft, modify and implement company policies. •Collaborate with corporate counsels and HR department to monitor enforcement of standards and regulations •Assess the business’s future ventures to identify possible compliance risks. •Monitor compliance, licensing, and company secretarial requirements of the group. •Perform detailed research on legal matters and bring up recommendations for improved performance. •Liaise with Regulators as well as internal business divisions to ensure a sound understanding of compliance requirements, and governance issues and advise management of emerging compliance issues thus guiding the group in the establishment of controls to mitigate risks.

Job Requirements:

•Bachelor's Degree in Law or related discipline with 15 years of hands-on experience as head of legal/regulatory compliance in a significant manufacturing concern. •Work experience in an internal audit environment •Admission into Bar and the ability to think outside the box and demonstrate commercial application of legal knowledge are necessary. •In-depth knowledge of the industry’s standards and regulations. •Excellent knowledge of reporting procedures and record keeping. •A business acumen partnered with a dedication to legality. •An analytical mind able to "see" the complexities of procedures and regulations. •Excellent communication skills.

Compliance Officer, Lagos
Reports to – Compliance Manager. br>Location – Onitsha < r>
Key deliverable: Collate, analyze and report the organizations operational matrices,
investigate variances, including distances covered, fuel & lubricant shortages, spare parts &
other inventory losses. Ensure accuracy, completeness and timeliness in compliance
reporting, including real-time information provision for violations and gap.

Mandatory requirement:
Must be self–driven and must operate in line with our company culture and values: Safety, < r>People & Professionalism, Integrity, Customer-centricity, and Excellence & Shared
Prosperity (SPICES).

Responsibilities and Duties:
▪ Ensure compliance to all business regulatory requirements. < r>▪ Identify, evaluate & prioritize risks relating to all business operations with the aim to < r>resolve in a timely manner
▪ Document & enforce policies and procedures for the management of all operational < r>risks and internal controls
▪ Continuous identification of operational gaps that can lead to fraud and development of < r>processes to plug such gaps.
▪ Implement action plans in response to audit discoveries and compliance violations. < r>▪ Regularly audit company procedures, practices, and documents to identify possible < r>weaknesses or risks.
▪ Responsible for accounting for all inventory and tools, used or new including spare parts < r>that have been removed and changed.
▪ Champion all internal control and compliance activities across board < r>▪ Investigation, analysis and reporting of variances, including shortages and product < r>losses.
Required Qualification & Experience:
• Minimum BSC/HND in Accounting or other related fields. < r>• Minimum of 1 year experience in Auditing, Compliance/Internal Control role. < r>Experience in a fleet management or logistics company is added advantage.
• Resident in Onitsha