6 Compliance Management jobs in Nigeria
Risk Management Officer
Posted 10 days ago
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Job Description
Identify, assess, and mitigate financial risks br>Develop and implement risk assessment frameworks
Analyze loan applications and assess creditworthiness
Implement loan recovery strategies and negotiate repayment plans
Monitor and track delinquent accounts
Collaborate with credit, legal, and compliance teams
Requirements:
Bachelor’s degree in Finance, Economics, Accounting, or related field < r>3-5 years of experience in risk management, credit control, or loan recovery
Strong understanding of financial risk assessment and debt recovery processes
Familiarity with regulatory requirements
Professional certifications (CRM, CFA, ACCA, ICAN) are an added advantage
Internal Control & Compliance Officer
Posted 17 days ago
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Job Description
br>Key Responsibilities:
1, Review and improve internal processes to ensure compliance with laws and policies
2. Monitor risk areas and recommend control improvements
3. Support audits and follow up on corrective actions
4. staff on compliance and control standards
Internal Control and Compliance Officer
Posted 6 days ago
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Job Description
Location: Lagos br>
Job Summary:
We are seeking an experienced Operational Auditor to join our team. The successful candidate will be responsible for assessing the effectiveness and compliance of our operational processes, identifying areas for improvement, and developing strategic plans to enhance productivity and performance.
Key Responsibilities:
1. Audit Planning and Implementation
- Plan, implement, and oversee operational audits in accordance with audit plans and company policies.
- Monitor and ensure departmental SOPs are followed and implemented.
2. Audit Findings and Reporting
- Document audit findings and create detailed reports for management review.
- Identify operational risks and propose mitigation strategies.
3. Process Improvement
- Analyze business processes and recommend improvements.
- Monitor and ensure compliance with established internal control procedures.
4. Risk Management
- Monitor delivery and dispatch of consignments in conformity with approved internal processes and policies.
- Identify and assess operational risks, and propose mitigation strategies.
5. Communication and Follow-up
- Communicate with departments to ensure full understanding of non-compliance issues and business risks.
- Conduct follow-up audits to monitor management's interventions.
6. Professional Development
- Engage in continuous knowledge development regarding sector rules, regulations, best practices, tools, techniques, and performance standards.
Qualifications:
- Proven work experience as an Operational Auditor, Internal Auditor, or similar role.
- Strong understanding of auditing principles and methodologies.
- Knowledge of industry legal and regulatory guidelines.
- Excellent analytical, problem-solving, and strategic thinking skills.
- Strong proficiency in computer skills.
- High attention to detail and excellent organizational skills.
- BS degree in a numerate discipline.
- Certificate in Information Systems Auditor (CISA) is a plus.
Compliance Officer(Financial services company)
Posted 8 days ago
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Job Description
Job Title: Compliance Officer(Financial services company)
Location: Ilupeju, Lagos, Nigeria
Reports To: Group Managing Director / Head of Risk & Compliance
Location: Lagos, Nigeria
Employment Type: Full-Time
Job Summary
The Compliance Officer will be responsible for ensuring that the Financial Services Group complies with all applicable regulatory requirements and internal policies. The Group operates under licenses from the Central Bank of Nigeria (CBN) as a Finance House, from the Nigerian Exchange (NGX) as a Broker/Dealer, and from the Securities and Exchange Commission (SEC) as a Portfolio and Fund Manager. The role includes regulatory liaison, timely submission of statutory returns, internal compliance monitoring, and fostering a culture of ethical conduct.
Key Responsibilities
Regulatory Compliance & Monitoring
Ensure compliance with all applicable laws, guidelines, and circulars issued by CBN, SEC, NGX, and other relevant agencies.Track and interpret changes in regulatory requirements and ensure internal policies are updated accordingly.Prepare and submit all mandatory regulatory returns and disclosures to the CBN, SEC, NGX, FRCN, NFIU, and other agencies on a timely and accurate basis.Maintain regulatory obligations register and ensure prompt action to meet submission deadlines.Act as the primary liaison with regulatory bodies and coordinate responses to inspections, queries, and routine engagements.Develop, implement, and review the Group’s compliance policies, procedures, and manuals.Ensure consistency of internal practices with current regulatory standards.Conduct periodic compliance risk assessments across departments and business lines.Review operational activities for potential compliance risks and recommend mitigating controls.Monitor and report on compliance with internal procedures and regulatory directives.Conduct regular compliance training programs for staff at all levels.Promote awareness of regulatory obligations and ethical conduct within the organization.Identify, investigate, and report suspicious transactions and potential breaches.File Suspicious Transaction Reports (STRs) and Currency Transaction Reports (CTRs) with the NFIU as required.Support management in resolving compliance incidents and implementing corrective actions.Monitor compliance with internal governance policies and regulatory codes.Support the Company Secretary and Board Committees in ensuring full regulatory compliance.Key Requirements
Education & Certifications
A bachelor’s degree in accounting, Finance, Law, Economics, or a related field.
At least one of the following professional certifications is required:
o Institute of Chartered Accountants of Nigeria (ICAN)
o Chartered Institute of Stockbrokers (CIS)
o Chartered Institute of Bankers of Nigeria (CIBN)
o Compliance Institute of Nigeria (CIN)
o Certified Anti-Money Laundering Specialist (CAMS) (added advantage)
Experience
Minimum of 5 years’ experience in regulatory compliance, internal control, risk management, or audit in a financial institution.
Practical experience in dealing with regulators including CBN, SEC, and NGX.
Application
Interested and qualified applicants should forward their CVs to using COMP-OFF25 as subject
Senior Internal Control, Compliance and Store Officer
Posted 3 days ago
Job Viewed
Job Description
br>Key Responsibilities:
Internal Control
1. Develop and implement internal control procedures to ensure accuracy, completeness, and compliance.
2. Conduct regular audits and reviews to identify and mitigate risks.
3. Ensure adherence to internal control policies and procedures.
Compliance
1. Ensure compliance with relevant laws, regulations, and industry standards.
2. Stay up-to-date with changes in regulations and update policies and procedures accordingly.
3. Conduct training and awareness programs for employees on compliance matters.
Store Operations
1. Manage store inventory, including receipt, storage, and issuance of goods.
2. Ensure accurate record-keeping and reporting of inventory movements.
3. Conduct regular stock checks and investigations.
Requirements:
1. Experience: 5+ years of experience in internal control, compliance, or a related field.
2. Skills: Strong analytical and problem-solving skills, attention to detail, and excellent communication skills.
3. Knowledge: Knowledge of internal control frameworks, compliance regulations, and inventory management principles.
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