13 Compliance jobs in Nigeria
Internal Control & Compliance Officer
Posted 16 days ago
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Job Description
br>Key Responsibilities:
1, Review and improve internal processes to ensure compliance with laws and policies
2. Monitor risk areas and recommend control improvements
3. Support audits and follow up on corrective actions
4. staff on compliance and control standards
Internal Control and Compliance Officer
Posted 6 days ago
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Job Description
Location: Lagos br>
Job Summary:
We are seeking an experienced Operational Auditor to join our team. The successful candidate will be responsible for assessing the effectiveness and compliance of our operational processes, identifying areas for improvement, and developing strategic plans to enhance productivity and performance.
Key Responsibilities:
1. Audit Planning and Implementation
- Plan, implement, and oversee operational audits in accordance with audit plans and company policies.
- Monitor and ensure departmental SOPs are followed and implemented.
2. Audit Findings and Reporting
- Document audit findings and create detailed reports for management review.
- Identify operational risks and propose mitigation strategies.
3. Process Improvement
- Analyze business processes and recommend improvements.
- Monitor and ensure compliance with established internal control procedures.
4. Risk Management
- Monitor delivery and dispatch of consignments in conformity with approved internal processes and policies.
- Identify and assess operational risks, and propose mitigation strategies.
5. Communication and Follow-up
- Communicate with departments to ensure full understanding of non-compliance issues and business risks.
- Conduct follow-up audits to monitor management's interventions.
6. Professional Development
- Engage in continuous knowledge development regarding sector rules, regulations, best practices, tools, techniques, and performance standards.
Qualifications:
- Proven work experience as an Operational Auditor, Internal Auditor, or similar role.
- Strong understanding of auditing principles and methodologies.
- Knowledge of industry legal and regulatory guidelines.
- Excellent analytical, problem-solving, and strategic thinking skills.
- Strong proficiency in computer skills.
- High attention to detail and excellent organizational skills.
- BS degree in a numerate discipline.
- Certificate in Information Systems Auditor (CISA) is a plus.
Compliance Officer(Financial services company)
Posted 8 days ago
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Job Description
Job Title: Compliance Officer(Financial services company)
Location: Ilupeju, Lagos, Nigeria
Reports To: Group Managing Director / Head of Risk & Compliance
Location: Lagos, Nigeria
Employment Type: Full-Time
Job Summary
The Compliance Officer will be responsible for ensuring that the Financial Services Group complies with all applicable regulatory requirements and internal policies. The Group operates under licenses from the Central Bank of Nigeria (CBN) as a Finance House, from the Nigerian Exchange (NGX) as a Broker/Dealer, and from the Securities and Exchange Commission (SEC) as a Portfolio and Fund Manager. The role includes regulatory liaison, timely submission of statutory returns, internal compliance monitoring, and fostering a culture of ethical conduct.
Key Responsibilities
Regulatory Compliance & Monitoring
Ensure compliance with all applicable laws, guidelines, and circulars issued by CBN, SEC, NGX, and other relevant agencies.Track and interpret changes in regulatory requirements and ensure internal policies are updated accordingly.Prepare and submit all mandatory regulatory returns and disclosures to the CBN, SEC, NGX, FRCN, NFIU, and other agencies on a timely and accurate basis.Maintain regulatory obligations register and ensure prompt action to meet submission deadlines.Act as the primary liaison with regulatory bodies and coordinate responses to inspections, queries, and routine engagements.Develop, implement, and review the Group’s compliance policies, procedures, and manuals.Ensure consistency of internal practices with current regulatory standards.Conduct periodic compliance risk assessments across departments and business lines.Review operational activities for potential compliance risks and recommend mitigating controls.Monitor and report on compliance with internal procedures and regulatory directives.Conduct regular compliance training programs for staff at all levels.Promote awareness of regulatory obligations and ethical conduct within the organization.Identify, investigate, and report suspicious transactions and potential breaches.File Suspicious Transaction Reports (STRs) and Currency Transaction Reports (CTRs) with the NFIU as required.Support management in resolving compliance incidents and implementing corrective actions.Monitor compliance with internal governance policies and regulatory codes.Support the Company Secretary and Board Committees in ensuring full regulatory compliance.Key Requirements
Education & Certifications
A bachelor’s degree in accounting, Finance, Law, Economics, or a related field.
At least one of the following professional certifications is required:
o Institute of Chartered Accountants of Nigeria (ICAN)
o Chartered Institute of Stockbrokers (CIS)
o Chartered Institute of Bankers of Nigeria (CIBN)
o Compliance Institute of Nigeria (CIN)
o Certified Anti-Money Laundering Specialist (CAMS) (added advantage)
Experience
Minimum of 5 years’ experience in regulatory compliance, internal control, risk management, or audit in a financial institution.
Practical experience in dealing with regulators including CBN, SEC, and NGX.
Application
Interested and qualified applicants should forward their CVs to using COMP-OFF25 as subject
Compliance Manager
Posted 6 days ago
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Job Description
strategies, and ensure that they are monitored for every br>department and individual.
• Operate in a cross-functional manner to communicate regulatory < r>testing requirements and monitor completion of submissions.
• Ensure that all company products comply with applicable < r>regulations (federal and state), and any regions in which they are
sold.
• Gather, analyse, and interpret technical data, and translate it < r>correctly onto official regulatory submissions
• Provide specialist advice on core matters concerning regulatory < r>compliance, aiming to keep the company’s products and services < r>within the quality control circle.
• Maintain awareness of changing regulations for the company’s
• Investigate and record any complaints that may transpire due to < r>non-compliance of regulations and take measures to ensure that
it is not repeated.
• To educating the entire staff and institute practices that will < r>ensure the highest possible level of compliance.
• Communicating compliance-related issues to employees across all < r>divisions of the organization.
Requirements
First Degree or its equivalent in
Business Administration or a
related field
• Master’s degree is an added
• Membership of ICAN, CIS, < r>ACCA, ACA, CIMA, or any
other related professional
qualification is required.
• Certifications in compliance will < r>also be added advantage
• Minimum of 8 years’ experience
QSR/FMCG sector.
• Knowledge of legislations, its < r>changes and developments as
they affect the Food Industry,
• Knowledge of Risk & < r>Compliance standards or
processes.
• Knowledge of legal stand < r>
Location: Factory, Ogun State.
Salary: To be discussed
Group Head - Audit, Legal and Compliance.
Posted 512 days ago
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Job Description
Our client is a manufacturer and distributor of high-integrity machine tools and other engineering products and spares designed to serve the project, operation, and maintenance needs of a range of industries. Due to Expansion, they are currently in need of a Group Head - Audit, Legal and Compliance.
Job Location: Ikoyi, Lagos
Job Responsibilities:•Manage all corporate litigations and legal risks across the group. •Draft review and negotiate commercial agreements and all legal documents. •Review the work of colleagues when necessary to identify compliance issues and provide advice or training. •Develop and oversee control systems to prevent or deal with violations of legal guidelines and internal policies. •Evaluate the efficiency of controls and improve them continuously. •Manage the performance of internal audits and external audits of suppliers •Revise procedures, reports etc. periodically to identify hidden risks or non-conformity issues. •Draft, modify and implement company policies. •Collaborate with corporate counsels and HR department to monitor enforcement of standards and regulations •Assess the business’s future ventures to identify possible compliance risks. •Monitor compliance, licensing, and company secretarial requirements of the group. •Perform detailed research on legal matters and bring up recommendations for improved performance. •Liaise with Regulators as well as internal business divisions to ensure a sound understanding of compliance requirements, and governance issues and advise management of emerging compliance issues thus guiding the group in the establishment of controls to mitigate risks.
Job Requirements:•Bachelor's Degree in Law or related discipline with 15 years of hands-on experience as head of legal/regulatory compliance in a significant manufacturing concern. •Work experience in an internal audit environment •Admission into Bar and the ability to think outside the box and demonstrate commercial application of legal knowledge are necessary. •In-depth knowledge of the industry’s standards and regulations. •Excellent knowledge of reporting procedures and record keeping. •A business acumen partnered with a dedication to legality. •An analytical mind able to "see" the complexities of procedures and regulations. •Excellent communication skills.
Finance & Compliance Analyst oo
Posted 1 day ago
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Job Description
br>Location: Lagos
Reporting to: Chief Financial Officer (CFO)
Employment Type: Full-time(Hybrid)
About the Role
We are seeking a highly organized and detail-oriented Finance & Compliance Analyst to support the CFO in delivering timely, accurate financial reports and ensuring full compliance with tax, regulatory, and statutory obligations. This role is critical to strengthening our internal reporting, improving decision-making, and maintaining the company’s financial integrity. < r>
Key Responsibilities
Financial Reporting & Analysis
• repare weekly, monthly, and quarterly financial reports including P&L, cash flow, and performance dashboards. < r> • A alyze budget vs. actual results and highlight key variances. < r> • S pport the CFO in preparing investor or board reporting packs. < r> • M intain and update financial models for decision support. < r>
Tax Management
• E sure accurate and timely filing of all taxes (PAYE, VAT, WHT, Company Income Tax, etc.). < r> • L aise with FIRS and LIRS on tax matters and maintain proper documentation for audits. < r> • K ep the company updated on changes in tax laws and compliance requirements. < r> • G nerate and file annual tax returns and ensure all remittances are properly recorded. < r>
Regulatory Compliance
• C ordinate the filing of annual returns with the Corporate Affairs Commission (CAC). < r> • E sure the company’s business permits, licenses, and certifications are up to date.
Documentation & Internal Controls
• D velop and maintain a comprehensive digital and physical filing system for all financial and statutory documents. < r> • E sure all transactions have valid documentation and support audit readiness. < r> • A sist in the preparation of documentation for financing, investor due diligence, and regulatory reviews. < r>
Qualifications & Skills
• B Sc or HND in Accounting, Finance, Economics, or a related field. < r> • M nimum of 2–3 years of relevant experience in financial reporting, taxation, and compliance.
• P oficiency in accounting software (Xero is a strong advantage) and Microsoft Excel. < r> • I AN or ACCA certification (or in view) is an added advantage. < r> • S rong attention to detail, analytical mindset, and ability to work independently. < r>
Interested and qualified candidate's must reside on the Island or its environ. Equity Circle operate an hybrid work system.
Three days onsite and two days offsite.
Monthly salary of N200,000 to N250,000 monthly net pay.
Senior Internal Control, Compliance and Store Officer
Posted 3 days ago
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Job Description
br>Key Responsibilities:
Internal Control
1. Develop and implement internal control procedures to ensure accuracy, completeness, and compliance.
2. Conduct regular audits and reviews to identify and mitigate risks.
3. Ensure adherence to internal control policies and procedures.
Compliance
1. Ensure compliance with relevant laws, regulations, and industry standards.
2. Stay up-to-date with changes in regulations and update policies and procedures accordingly.
3. Conduct training and awareness programs for employees on compliance matters.
Store Operations
1. Manage store inventory, including receipt, storage, and issuance of goods.
2. Ensure accurate record-keeping and reporting of inventory movements.
3. Conduct regular stock checks and investigations.
Requirements:
1. Experience: 5+ years of experience in internal control, compliance, or a related field.
2. Skills: Strong analytical and problem-solving skills, attention to detail, and excellent communication skills.
3. Knowledge: Knowledge of internal control frameworks, compliance regulations, and inventory management principles.
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